Suitability statements, target market assessments, risk disclosures and ex-ante cost packages — drafted by Lucy, signed by you.
MiFID II requires suitability, target market and risk documentation for every advised transaction. Senior advisors are personally liable for advice — Lucy prepares the draft, you remain the signatory.
18 May, 16:42 CET
The recommendation to allocate 22% to iShares MSCI World SRI is consistent with the client's documented sustainability mandate and risk profile 5/7…
Morningstar Direct · MiFID II Engine · 18 May, 16:42 CET
18 May, 17:01 CET
The product Allianz Euro Govt Bond is suitable for retail/professional clients with a balanced risk tolerance and an investment horizon of at least 5 years…
Morningstar Direct · PRIIPs KID Cross-Check · 18 May, 17:01 CET